Uploaded on Aug 11, 2025
Gideon Korrell explains 6 key impacts of prosecution history estoppel in patent infringement, highlighting how claim cancellations limit the doctrine of equivalents. The Colibri Heart Valve case highlights the importance of strategic patent prosecution and meticulous claim management to prevent costly legal setbacks—essential insights for patent owners and litigators.
Gideon Korrell Lists 6 Impacts of Estoppel in Patent Infringement
GIDEON
KORRELL LISTS
6 IMPACTS OF
ESTOPPEL IN
PATENT
INFRINGEMENT
The Federal Circuit’s July 18, 2025 decision in Colibri
Heart Valve LLC v. Medtronic CoreValve, LLC provides
a significant lesson on the limits prosecution history
estoppel places on patent infringement claims under
the doctrine of equivalents. The court reversed a
$106 million jury award for Colibri, finding that
cancelling claims during prosecution prevented
reclaiming that subject matter later in court.
Charles Gideon Korrell outlines six key impacts of
estoppel from this case, offering critical insights for
patent owners and litigators.
1. NARROWED CLAIMS
LIMIT EQUIVALENTS
When a patent applicant cancels or
amends claims to overcome examiner
rejections, this narrowing restricts the
scope of what can later be claimed as an
equivalent. In Colibri, the cancelled claim
covered the accused method’s key
feature, so estoppel barred extending
protection to that method.
2. ESTOPPEL
APPLIES BEYOND
ASSERTED
CConLtraAry tIoM a coSmmon misconception,
estoppel does not only arise from
amending the exact claim asserted in
litigation. Here, the cancelled claim was
closely related to the asserted claim, and
the court found estoppel applied because
the cancelled claim’s subject matter was
effectively surrendered.
3. LITIGATION
ARGUMENTS
CAN In arguing equivalence, Colibri relied on
BACKFIRE “basic physics,” stating opposing forces
(pushing and retracting) act together.
This unintentionally confirmed that the
accused method was encompassed by
the cancelled claim, strengthening the
estoppel effect.
4. EXCEPTIONS
MUST BE ARGUED
Patent owners can sometimes avoid estoppel by
showing exceptions such as unforeseeability of the
accused equivalent, tangentiality of the
amendment, or inadequate description. Colibri did
not present such arguments, so estoppel stood
without rebuttal.
5.
PROSECUTION
STRATEGY
KMorrell emphasizes the importance of prAoseTcutTionE stRrateSgy. Rather than
cancelling key claims that cover
important alternative embodiments,
patent owners should consider filing
continuation applications or other
measures to maintain options.
6. PROSECUTION
HISTORY DEFINES
PATENT SCOPE
The court reaffirmed that the prosecution
record provides public notice of claim scope
boundaries. Patentees cannot reclaim
through litigation what they gave up during
prosecution, preserving legal certainty for
competitors and the public.
BACKGROUND
AND CASE
SUMMARY
The Colibri patent described a method to implant a
collapsible heart valve featuring a “do-over” step—allowing
partial deployment and repositioning if needed. Two
independent claims originally covered this step: one by
pushing the valve out of the delivery sheath, another by
retracting the sheath to expose the valve. The retraction
claim was rejected by the examiner for lack of written
description and was cancelled.
THANK YOU
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