Gideon Korrell Lists 6 Impacts of Estoppel in Patent Infringement


Gideonkorrell

Uploaded on Aug 11, 2025

Gideon Korrell explains 6 key impacts of prosecution history estoppel in patent infringement, highlighting how claim cancellations limit the doctrine of equivalents. The Colibri Heart Valve case highlights the importance of strategic patent prosecution and meticulous claim management to prevent costly legal setbacks—essential insights for patent owners and litigators.

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Gideon Korrell Lists 6 Impacts of Estoppel in Patent Infringement

GIDEON KORRELL LISTS 6 IMPACTS OF ESTOPPEL IN PATENT INFRINGEMENT The Federal Circuit’s July 18, 2025 decision in Colibri Heart Valve LLC v. Medtronic CoreValve, LLC provides a significant lesson on the limits prosecution history estoppel places on patent infringement claims under the doctrine of equivalents. The court reversed a $106 million jury award for Colibri, finding that cancelling claims during prosecution prevented reclaiming that subject matter later in court. Charles Gideon Korrell outlines six key impacts of estoppel from this case, offering critical insights for patent owners and litigators. 1. NARROWED CLAIMS LIMIT EQUIVALENTS When a patent applicant cancels or amends claims to overcome examiner rejections, this narrowing restricts the scope of what can later be claimed as an equivalent. In Colibri, the cancelled claim covered the accused method’s key feature, so estoppel barred extending protection to that method. 2. ESTOPPEL APPLIES BEYOND ASSERTED CConLtraAry tIoM a coSmmon misconception, estoppel does not only arise from amending the exact claim asserted in litigation. Here, the cancelled claim was closely related to the asserted claim, and the court found estoppel applied because the cancelled claim’s subject matter was effectively surrendered. 3. LITIGATION ARGUMENTS CAN In arguing equivalence, Colibri relied on BACKFIRE “basic physics,” stating opposing forces (pushing and retracting) act together. This unintentionally confirmed that the accused method was encompassed by the cancelled claim, strengthening the estoppel effect. 4. EXCEPTIONS MUST BE ARGUED Patent owners can sometimes avoid estoppel by showing exceptions such as unforeseeability of the accused equivalent, tangentiality of the amendment, or inadequate description. Colibri did not present such arguments, so estoppel stood without rebuttal. 5. PROSECUTION STRATEGY KMorrell emphasizes the importance of prAoseTcutTionE stRrateSgy. Rather than cancelling key claims that cover important alternative embodiments, patent owners should consider filing continuation applications or other measures to maintain options. 6. PROSECUTION HISTORY DEFINES PATENT SCOPE The court reaffirmed that the prosecution record provides public notice of claim scope boundaries. Patentees cannot reclaim through litigation what they gave up during prosecution, preserving legal certainty for competitors and the public. BACKGROUND AND CASE SUMMARY The Colibri patent described a method to implant a collapsible heart valve featuring a “do-over” step—allowing partial deployment and repositioning if needed. Two independent claims originally covered this step: one by pushing the valve out of the delivery sheath, another by retracting the sheath to expose the valve. The retraction claim was rejected by the examiner for lack of written description and was cancelled. THANK YOU