Headwall Private Markets, A Liquidity Providers for Private Company Like Shareholders & Investors in USA
                     Leading Liquidity  
Solutions Provider for
PRIVATE COMPANY
Shareholders & Investors  in 
USA
About Us
Headwall Private Markets is a liquidity provider for private 
 company shareholders and investors. Our main focus is  
secondary transactions in mid to late stage private  
companies. In addition, Headwall has select primary  
investment opportunities.
OUR MISSION
Headwall Private Markets provides a customer first 
approach that treats each customer as a long-term 
partner. We think  long term and formalize that mindset 
into each transaction. We let our ethics and customer 
experience be our main driver  for growth.
OUR APPROACH
The team at Headwall Private Markets has been involved in 
public and private capital markets since 1993. We have 
expertise in equity  and options markets. Our combined buy-
side and sell-side experience provides Headwall Private 
Markets with the knowledge and  professionalism to serve our 
institutional and accredited client base. We operate with a high 
touch approach and we are direct to our  clients. We value 
discretion and we believe in modesty
Our Team
BILLY BRANDRETH
MANAGING PARTNER/CO-FOUNDER
Mr. Brandreth is a Co-founder of Headwall Private Markets LLC. Prior to Headwall, Billy worked at  
Oceanic Partners where he led institutional liquidity solutions. Prior to Oceanic, he was an options trader  
and portfolio manager. His previous firms include Parallax Volatility Advisers, Pine River Capital  
Management and Susquehanna International Group. He has traded risk capital and provided client  
portfolio risk solutions. Billy maintains a global network in both public and private markets. Billy received 
 his degree in Finance from Drexel University. He holds FINRA Series 7, 24 and 63 licenses.
DAVE TILLMAN JAMES (JIMMY) 
JON ADLER ROBERT NEPO
MANAGING PARTNER/CO-FOUNDER CROMPTON
MANAGING DIRECTOR MANAGING CHIEF OPERATING OFFICER
Mr. Tillman is a Co-founder of DIRECTORJames (Jimmy) Crompton Jr is a  Jon Adler is a Managing Director of Mr. Nepo is a Managing Director of  
Headwall  Private Markets LLC. Dave Managing Director at Headwall Private Headwall  Private Markets LLC. He has Headwall Private Markets LLC. Robert 
has a diverse  career spanning over 25  Markets LLC. Jimmy collaborates been a private  investor, managing his own has  been involved in financial markets for 
years in  financial markets. Prior to with  all levels of management to capital since 2018.  From 2009 through over  28 years. Prior to joining Headwall, 
Headwall,  Dave was a Vice President at address the  entire spectrum of day to 2017, Jon was Director of  Systematic Robert  was a derivatives trader and 
Oceanic  Partners responsible for day  operational functions. Strategies and a Portfolio Manager  within portfolio  manager in equities and 
institutional  liquidity solutions. SMG, a proprietary trading business at  commodities.
Credit Suisse.
Our Team
WARREN DOWD
MANAGING DIRECTOR
Mr. Dowd is a Managing Director at Headwall Private Markets LLC. Prior to Headwall, Warren  
worked at Deutsche Bank for 14 years as the West Coast Regional Manager, leading DB’s  
institutional equity client coverage group across Advisory Sales, Trading, Derivatives and Prime  
Brokerage. While at Deutsche Bank, he also partnered closely with the Equity Capital Markets  
group working with late-stage private companies during the pre-IPO and equity underwriting  
process. His previous firms include Morgan Stanley and Cowen where he specialized in selling  
technology-related research. Warren received his degree in Political Science from Middlebury  
College. He holds FINRA Series 7, 63, 9, 10 and 57 licenses.
CONNOR BRUCE
ASSOCIATE DIRECTOR
Connor Bruce is an Associate Director of Headwall Private Markets LLC. Prior to Headwall, 
Connor’s  career began at Oracle selling financial cloud applications to enterprise accounts. After 
his time at  Oracle, he moved to Snap, Inc., leading marketing campaigns and managing advertising 
for fitness  and lifestyle brands on Snap’s platform. Connor studied Economics at The Ohio State 
University. He  holds FINRA Series 7 license.
SECONDARY  
INVESTMENTS
Our experienced sales & operations team work directly with our  
clients throughout the entire transaction process. In addition, we  
believe it is important to establish a good relationship with the  
underlying companies that we transact.
KEY FEATURES
Direct Access
Transparency throughout the transaction  
Experienced team to help navigate the process
PRIMARY  
INVESTMENT
S
Our relationships throughout the private equity ecosystem 
will  occasionally enable us to offer primary investments. Like 
our  secondary investments, we will provide transparency and 
guidance  throughout the entire transaction to our clients.
KEY FEATURES
Preferred Shares
Differentiated order flow from other intermediaries
SPECIAL 
PURPOSE  
VEHICLES
SPV’s are a common investment structure to hold both 
secondary and  primary investments in the private market. SPV’s 
allow the pooling of  capital that creates investment 
opportunities that otherwise might not  be possible for qualified 
investors. The Headwall team will work with  each client to 
structure an SPV that is best suited for them.
Contact US
SAN FRANCISCO NEW YORK CITY SCOTTSDALE
1160 Battery Street 590 Madison 9375 E. Shea 
East  Suite 100 Avenue  28th Boulevard  Suite 100
San Francisco, CA Floor Scottsdale, AZ 85260
94111  415- New York, NY 415-534-6777
534-6777 10022  415-
534-6777
Thanks For 
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415-534-6777