NEW SEC Cybersecurity Rules - Essert Inc
                     The NEW SEC 
Cybersecurity Rules
Learn more about the new cybersecurity regulations from the 
Security and Exchange Commission to safeguard your financial 
institution or company.
Understanding the Impact
Financial Institutions Data Security Compliance 
Management
Complying with the rules is Implement robust data 
essential to protect security measures to Properly manage regulatory 
sensitive financial data and prevent breaches and compliance to avoid costly 
maintain customer trust. unauthorized access. penalties and reputation 
damage.
Key Requirements
1 Mandatory 2 Incident Response 3 Encryption 
Assessments Protocols
Develop a 
Periodic assessments comprehensive Implement strong 
and cyber audits to incident response plan encryption methods 
ensure compliance. for data breaches or for protecting 
cyberattacks. sensitive data in 
transit and at rest.
Effective Risk Management
Risk Assessment Security Training Third-Party Vendors
Identify, evaluate, and Thoroughly train Ensure third-party vendors 
prioritize risks to develop employees on adhere to the same 
an effective risk cybersecurity best security standards to 
management strategy. practices and the latest prevent vulnerabilities.
threats.
Reporting & Compliance
Documentation
Maintain detailed records of security measures and regulatory 
compliance efforts.
Real-Time Monitoring
Implement continuous monitoring processes for immediate threat 
detection.
Regulatory Filings
File required reports and disclosures accurately and promptly to the SEC.
Penalties for Non-Compliance
Financial Reputation Damage Legal Ramifications
Consequences
Violations can tarnish Possible legal actions 
Non-compliance can lead your company's and lawsuits may arise 
to hefty fines and reputation and erode from non-compliance 
financial liabilities for customer confidence. issues.
organizations.
Upcoming Deadlines & Preparation
15 days Training 100%
Compliance Deadline Staff Training Resource Allocation
Ensure full compliance with Make sure all staff members Allocate 100% resources for 
the new regulations within are thoroughly trained on securing data and 
15 days. the new requirements. compliance work.
Future of Cybersecurity
1 AI Integration
Integrate AI technologies for predictive threat analysis and prevention.
2 Regulatory Updates
Stay informed about future regulatory updates and compliance requirements.
3 Global Collaboration
Foster international collaboration to enhance cybersecurity practices globally.