merchant banker license india merchant bank license singapore merchant bank license merchant bank license nigeria merchant bank license mas merchant banking license india merchant banker registration merchant banker in kolkata merchant banker meaning merchant bankers in india merchant banker meaning in hindi merchant banker functions merchant banker valuation merchant banker regulations merchant banker salary merchant banker in india merchant banker as lead manager merchant banker activities related to merchant banker and underwriter merchant banker and 9th season dragon merchant banker as registered valuer merchant banker average salary merchant banker activities merchant banker and its functions a merchant banker definition the merchant bankers a merchant bank a merchant bank account become a merchant banker what does a merchant banker do functions of a merchant banker functions of a merchant banker can be merchant banking business merchant banking black book project merchant banking book pdf merchant banking book merchant banking business model merchant banking benefits merchant banking bnp paribas merchant banking bangladesh merchant banker categories merchant banker category 1 merchant banker course merchant banker code of conduct merchant banker course in india merchant banker certificate for transfer of shares merchant banker cvi merchant banker cockney rhyming slang merchant banker definition merchant banker delhi merchant banker definition sebi merchant banker degree merchant banker definition in hindi definition of merchant banker merchant banker definition and meaning merchant banker diagram d&a merchant banker merchant banker exam merchant banker example merchant banker eligibility merchant banker explain merchant banker etymology merchant banking example merchant banking example in india merchant banker for valuation of shares merchant banker for sbi card ipo merchant banker for ipo merchant banker for sme ipo merchant banker fees for ipo merchant banker functions in india merchant banker for valuation merchant banker game merchant banker girl merchant banking goldman sachs merchant banking group merchant banking goldman sachs salary merchant banking goldman merchant banking goldman sachs wso merchant banking gs merchant banker hacked merchant banker hours merchant banking history merchant banking hdfc merchant banking hindi merchant banking history india merchant banking hours merchant banking half yearly report merchant banker in hindi merchant banker in delhi merchant banker investopedia merchant banker in ipo merchant banker is a secondary player merchant banker in jaipur category i merchant banker category i merchant bankers registered with sebi merchant banker jobs merchant banker job description merchant banker job profile merchant banker job salary merchant banking jobs merchant banking jobs in mumbai merchant banking job description merchant banking jp morgan merchant banker kongregate merchant banker ka hindi merchant banking kya hai merchant banking kannada meaning merchant banking kya h merchant banking in kannada merchant banking in kenya merchant bankers list merchant banker license india merchant banker list in india merchant banker license merchant banker list registered sebi merchant banker loans merchant banker law merchant banking license merchant banker meaning in tamil merchant banker meaning in malayalam merchant banker monty python merchant banker mousebreaker merchant banker mumbai merchant banking meaning merchant banker near me merchant banker nism merchant banker name merchant banker net worth merchant banker name meaning merchant banking notes merchant banking nism merchant banking nism pdf merchant banker online game merchant banker obligations merchant banker origin merchant banker other names merchant banker other meaning merchant banker of nature merchant banker do merchant banking objectives a merchant or banker merchant banker ppt merchant banker pdf merchant banker pune merchant banking ppt merchant banking pdf merchant banking pre and post issue management merchant banking private equity merchant banking private equity goldman sachs merchant banker qualification merchant banker quora merchant banker qualities merchant banker quotes merchant banking quora merchant banking question paper merchant banking questionnaire merchant banking qualifications merchant banker role merchant banker registered valuer merchant banker role in ipo merchant banker responsibilities merchant banker registration merchant banker registered with sebi merchant banker regulation 2074 merchant banker services merchant banker sebi merchant banker slideshare merchant banker sebi guidelines merchant banker slang merchant banker salary uk merchant banker sketch functions of merchant banker merchant banker types merchant banking types merchant banking tamil meaning merchant bank thomasville al merchant bank toronto merchant bank tarakpur merchant bank-tema east branch merchant bank trinidad merchant banker upsc merchant banker under sebi merchant banker uk merchant banker urban dictionary merchant banker under companies act merchant banker underwriter merchant banker urban slang merchant banker uk slang merchant banker valuation report merchant banker valuation income tax merchant banker vs investment banker merchant banker video merchant banker vs broker merchant bank vacancies merchant banking vs private equity merchant banker wikipedia merchant banker western union merchant banker work merchant banker wiki merchant banker wage merchant banker what do they do merchant banker wage uk merchant banker worth merchant banking yourarticlelibrary merchant banking youtube monty python merchant banker youtube youngest merchant banker sberbank merchant banking yuptalk merchant banking yuptalk merchant bank zimbabwe merchant bank zurich merchants bank zelle merchants bank zoominfo mbaer merchant bank zürich united merchant bank zimbabwe national merchant bank zimbabwe united merchant bank zimbabwe scandal merchants bank 157 merchants bank 10 days of giving merchants bank 116th street merchants bank 1098 merchant bank collapse 1980 merchant banking regulations 1992 merchant banking category 1 category 1 merchant banker category 1 merchant banker list category 1 merchant banker meaning category 1 merchant bankers can act as class 1 merchant banker category 1 merchant bankers in india category 1 merchant banker sebi category 1 merchant banker registered with sebi merchant bank 20 merchants bank 24 hour customer service merchant banker category 2 merchant bank vacancies 2019 merchant bank vacancies 2018 merchant bank vacancies 2020 coronation merchant bank 2018 annual report 2 functions of merchant banker 2 types of merchant bankers category 4 merchant banker 5 merchant bankers top 5 merchant bankers in india 5 functions of merchant banker 5 types of merchant bankers
MERCHANT BANKER LICENSE
MERCHANT
BANKER LICENSE
RAHUL AGARWAL
MERCHANT BANKER
It is a financial institution which primarily engages itself in
underwriting & business loans, catering to the needs of
large-scale enterprises & high net worth individuals. It can
also be called as Investment Banking.
To explain the role of a Merchant Bank,
suppose a multinational corporation XYZ
is considering the purchase of a smaller
FUNCTION company in another country. Company
OF XYZ will likely solicit the services of a
MERCHANT merchant bank for advice on how to best
approach the acquisition process. In
BANK addition, the merchant bank may also
assist in the financing of the acquisition,
providing underwriting or loan services.
Category I:To carry on the activity of issue
management & to act as adviser, consultant,
manager, underwriter, portfolio manager (Net
worth – 5 Crores)
Category II:To act as adviser, consultant,
manager, underwriter, portfolio manager (Net
CATEGORIES IN Worth – 50 Lakhs)
MERCHANT
BANK Category III:To act as underwriter, advisor or consultant to an issue (Net Worth – 20
Lakhs)
Category IV:To act only as advisor or
consultant to an issue. (Net Worth – NIL)
LEGISLATIONS
◦SEBI (Merchant Bankers) Regulations,
1992
◦SEBI (Payment of Fees) (Amendment)
Regulations, 2014
FEES FOR
REGISTRATION
◦For registration as a Merchant
Banker, an applicant is required to
pay a non-refundable application
fee of Rs. 50000/- by way of
demand draft drawn in favor of
‘SEBI’, payable at Mumbai.
◦ Initial Registration – 20 Lacs (5
years validity)
◦Permanent Registration – 9 Lacs
As per RBI’s Master Circular on Para-
Banking activities, banks are allowed to
undertake merchant banking activities
through a separate subsidiary which would
be required to comply with SEBI
RBI regulations issued in this behalf. Banking
MANDATE Institutions performing merchant banking
activities are also required to follow the
requirements laid down in the prudential
exposure norms prescribed by RBI, as well
as the statutory limits contained in Section
19(2) & (3) of the Banking Regulation Act,
1949.
ELIGIBILITY
Applicant should not
Applicant should be a get engaged in any
Applicant should have
Body Corporate other other activity other
a minimum of two
than an NBFC. than those connected
employees having
to the securities prior experience in
market. Merchant Banking.
Applicant must not be
Applicant has not
been found guilty of Applicant should have
related to (directly or
indirectly) to any
misconduct or an a minimum capital of
economic offense. 5 Crores
other entity which is
already registered as
a Merchant Banker.
Project Counseling
Management of Debt & Equity Offerings
Issue Management
SERVICES Underwriting of Public Issue
PROVIDED BY Portfolio Management
MERCHANT Restructuring strategies.
BANKS Offshore finance
Loan Syndication
Non-resident Investment
Corporate counseling & advisory
services.
Form A – Application for Grant of Certificate of
Permanent Registration.
Form B – Certificate of Permanent Registration
Form C- Omitted by SEBI Regulations, 2009
FEES
SCHEDULES
Code of Conduct for Merchant Bankers
Format for Half Yearly Report to be submitted by
Merchant Bankers
Click to ad www.pnjhub.in we are aggregator platform where
you can list yourself as professional and get leads, you can list
for chat with customers and also list empty office space.
www.licensehub.in we are providing more than 150
license and approval services on one platform. Contact Paras
Mittal, Mb 9971002715
THANK
YOU
Comments